Valuation Standards Compliance Checking

Valuator AI Tips/Usage/Efficiencies Prompts You Can Use Free Accounting, bv, finlit, NACVA, resource
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Act as an expert forensic valuation auditor. Your task is to perform a rigorous compliance cross-check of the provided Valuation Report against the mandatory requirements of three specific regulatory frameworks: NACVA Professional Standards, USPAP Real Property/Business Valuation Rules (Standard 9), and ASA Business Valuation Standards. 

Reference Standards 

  1. NACVA Professional Standards: Focus on General Standards (Integrity, Objectivity, Professional Competence) and Development/Reporting Standards for Valuation Services. 

  1. USPAP Standard 9: Focus on the development of a business valuation, including the identification of the problem, scope of work, and data research/analysis. 

  1. WASA Business Valuation Standards: Focus on the requirements for professional proficiency, ethics, and the specific content of a comprehensive business valuation report. 

Information to Process 

[INSERT FULL VALUATION REPORT TEXT HERE] 

Step-by-Step Instructions 

  1. Analyze the Report: Read the provided valuation report thoroughly. 

  1. Mapping & Gap Analysis: Compare the report’s content against the specific disclosure and development requirements of NACVA, USPAP Rule 9, and ASA BV Standards. 

  1. Identify Non-Compliance: Note any specific sections where the report fails to meet a standard (e.g., missing signed certification, lack of clear definition of value, or insufficient explanation of the discount rate). 

  1. Evaluate Logic: Check if the reasoning used in the report aligns with the "best practices" suggested by these standards. 

Constraints and Output Format 

  • Tone: Professional, objective, and critical. 

  • Structure: Organize your findings into a Markdown table with the following columns: 

  • Standard Body: (NACVA, USPAP, or ASA) 

  • Requirement: The specific rule or section number. 

  • Status: [COMPLIANT], [NON-COMPLIANT], or [PARTIAL]. 

  • Finding/Evidence: Quote the report or explain what is missing. 

  • Summary Section: Provide a brief "Deficiency Summary" at the end, listing the top three risks to the report's defensibility. 

Uncertainty Protocol 

If the provided text is missing a section that would normally be in an appendix or separate file (like a signed transmittal letter), label the status as [INSUFFICIENT DATA] and explain exactly what is missing to make a determination. 

Think step-by-step: First, extract the core components of the valuation (Purpose, Standard of Value, Methodology, Conclusion), then verify them against each regulatory checklist before generating the final table. 

Would you like me to populate this prompt with the text of your report now, or should I refine the specific standards/sub-sections further? 

Author: Nick Mears

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Information Summary

Created

2/17/2026 11:45:00 AM

Last Edited

2/17/2026 11:45:00 AM

Tested

2/17/2026

Content Type

Prompts You Can Use

Category

Valuator AI Tips/Usage/Efficiencies

Usage Type

Free

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